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Examinations Procedures : May to October 2011

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I enclose the following documents which will be of assistance to you in regard to Course Boards of Examiners, Subject Boards and Progress and Award Boards.

1

Suggested agenda for:

Course Boards of Examiners (Attachment 1A)
Campus Progress and Award Board (Attachment 1B)
Subject Boards of Examiners (Attachment 1C)
 

2

Suggested template for Minutes of Meeting of:

Course Boards of Examiners (Attachment 2A)
Campus Progress and Award Board (Attachment 2B)
Subject Boards of Examiners (Attachment 2C)

3

Notes of Guidance for Course Boards of Examiners and Campus Progress and Award Board (Attachment 3)

4

Procedures to be followed in the Absence of an External Examiner (Attachment 4)
 

5

Academic Standing Types used for recording decisions on candidates (Attachment 5) - These are the new academic progress codes introduced with the Banner Student Records and Information System
 

6

Guidelines: Recommendations for Aegrotat and Posthumous Awards (Attachment 6)
 

7

Timetable for consideration of student appeals (Attachment 7)
 

8

Prizes and awards (Attachment 8)
 

9

Duties of Heads of Faculty Administration (Attachment  9)

 I would wish to draw the following matters to your attention.  You should note, in particular, section (w) refers to  the new method for calculating summary marks for awards.

(a)

 

 

Location of Meetings of Boards of Examiners

Meetings of Boards of Examiners should take place on the campus of delivery and, where a Board cannot be held on the appropriate campus, all staff who are members of the Board must attend the meeting at the designated location; teleconferencing/videoconferencing is not permitted.  Requests to depart from University policy in respect of the latter must be approved by the PVC (Teaching and Learning).

(b)

Chairing of Boards of Examiners

(i) Course/Subject Boards of Examiners

The Chairperson of the Course/Subject Board of Examiners shall be the Dean or Associate Dean of the Faculty in which the course/subject is located, or a Head or Associate Head of School in the Faculty, other than the School in which the course/subject is located, or the Director of Access and Distributed Learning.  Heads of Graduate School may be permitted to chair Boards of Examiners provided that they have some responsibility for taught courses.  In the absence of the designated chairperson, the board shall be chaired by a person appointed by the appropriate Pro-Vice-Chancellor acting on the authority of the Senate.

(ii) Campus Progress and Award Board

The Chairperson of the Progress and Award Board shall be a Dean appointed by the Pro-Vice-Chancellor responsible.  The Deans currently appointed are:

Coleraine: Professor P O'Dochartaigh, Dean Faculty of Arts
Jordanstown: Professor P Carmichael, Dean Faculty of Social Sciences
Magee: Professor M McHugh, Dean Faculty of Ulster Business School.
 

(c) Template Agenda

TLC at its meeting on 25 April 2007 agreed that the template agenda for Boards of Examiners should be revised so that Boards explicitly note any changes to module profiles.  This relates to decisions arising from the internal or external moderation processes (including preliminary board meetings) which lead to adjustments to the marks of all candidates in particular modules.

 

(d)

Involvement of External Examiners

i) Absence of External Examiners from Boards of Examiners

External examiners are required to attend meetings of Boards of Examiners of which they are members where results that contribute to final awards are being considered (this requirement can be varied for linked PG Diploma/Master’s courses as set out at ii) below. Where exceptionally an external examiner is unable to attend, the procedures set out at Attachment 4 should be followed.  The appendix to this attachment (Confirmation of Awards) should be completed, signed by the External Examiner and presented to the Board.  The course results sheets need only be sent to an external examiner for signature where no external was present at the Board.

The procedures set out at Attachment 4 also apply where, exceptionally, a temporary external examiner has been appointed.

ii) Attendance of External Examiners at Meetings of Boards of Examiners for linked Postgraduate Diploma/Master’s Courses

Each Faculty is authorised to determine whether the External Examiner should attend for either the Postgraduate Diploma or Master’s stage of the course, or for both.

If the Faculty decides on attendance for only the Postgraduate Diploma stage the following conditions should be fulfilled:

·         There is no requirement for oral or viva examination associated with the Master’s award or with individual candidates;

·         The Master’s dissertation/project component only is being considered;

·         The External Examiner moderates the work for the dissertation/project.

If the Faculty decides on attendance for only the Master’s stage:

·         The Board of Examiners should review candidates’ results in the taught modules, with the External Examiner’s role being to moderate the work and endorse the results, decisions on progress and resit, and recommendations, where appropriate, for the award of the Postgraduate Diploma;

·         The Master’s results and recommendations for award should be considered by the full Board of Examiners on the basis of both the taught modules and the dissertation/project.

NB If an External Examiner does not attend one stage, there is still a requirement to sign off the course results sheet in order to signify endorsement of final award decisions.

iii) External Examiner Confirmation of Awards at Supplementary Boards of Examiners

External examiners are not required to attend supplementary Boards. However, it is University policy that supplementary recommendations for awards be agreed with the External Examiner(s)/Chief External Examiner prior to the Board and that written confirmation be presented to the meeting as set out in Attachment 4.

 

(e)

 

 

 

 

 

 

 

Amendments to Provisional Module Results

Boards will receive, in the course/subject result sheets, marks which were considered at the end of Semester One.  These marks are subject to confirmation by Boards.

All provisional marks amendments (other than those made on the final edition of the course results sheets) should be forwarded without delay to the appropriate office: School office for amendments agreed at Subject Boards, Examinations Office for amendments agreed for integrated courses.  Any amendments to the final edition of the course result sheet(s), whether made by the Course Director prior to the Board of Examiners’ meeting or by the Chairperson at the meeting, shall be recorded in red ink. The Examinations Office will subsequently amend the computer record.  Marks amendments for Semester Two will be completed by 24 June 2011 and all marks will be published on the Portal by 28 June 2011.

(f) Adjustment of Marks/Progress Decisions Made by an Earlier Board

Boards shall not adjust marks awarded or progress decisions made by an earlier board, except in accordance with the Procedures for Appeals and the Consideration of Offences in Connection with Examinations and other Forms of Assessment.  The Campus Progress and Award Board may not adjust the marks awarded by a Subject Board.  This does not prohibit the correction of errors.

 

(g)

Elements of Modules to be taken/retaken

The elements of modules to be taken/retaken (ie. CW and/or EX) should be circled in red on the course results sheet.

 

(h)

Deletion of Modules

Modules to be deleted from a candidate's record should be crossed through in red ink on the course results sheet.  It is important that Course/Subject Directors inform the Registry Office (Student Services Centre at Belfast) of any missing or incorrect modules/CRNs.

 

(i)

Inclusion of Student Qualification Aim in Course Results

The student qualification aim is included in course results sheets. Where the Board of Examiners/ Campus Progress and Award Board recommends a different qualification for a student, the qualification aim should be amended appropriately in red ink so that the Examinations Office can correct the computer record.

 

(j)

Inclusion of Leavers in Course Results Sheets

Withdrawn students are now displayed in course and subject results sheets.  This will include final year students who left following failure in Semester 1 modules.  These students may be considered by Semester 2 Boards for the recommendation of exit awards where this is provided for in course regulations.


(k)

Publication of Progress and Award Information

Progress and award information will be published to students through the Portal, normally within two working days of the meeting of the Board (three working days where a meeting is held on another campus).


(l)

Postgraduate Certificate/Postgraduate Diploma/Master’s Courses 

Candidates progressing directly between linked postgraduate courses (that is from Postgraduate Certificate to Postgraduate Diploma and Postgraduate Diploma to Master’s degree) do not have the intermediate award conferred.  Such candidates should be recorded as AST P5 on the course results sheets (P6 in the case of one year full-time Postgraduate Diplomas linked to Master’s degrees or PD for Nursing courses only where a professional award is also to be recorded).

The Board of Examiners shall consider the eligibility of each candidate on the course for the award with Distinction and record this where applicable on the course results sheet. Recommendations can therefore be forwarded to Senate without further consideration by Boards of Examiners for those candidates who decide at a later stage to take the award and not proceed and who are eligible for the award with Distinction.

Candidates who are eligible to proceed to the higher award but choose not to do so may have the lower award conferred at the Summer graduation if they are identified at the Board of Examiners and coded AST S1 (or SA as applicable).  Those candidates who subsequently decide to take an award and not to proceed must apply in writing to the Examinations Office.  The Examinations Office will add AST S1 (SA) to the candidate’s record, record a date of leaving and forward the recommendation to the next meeting of Senate which will normally be in November.  All candidates will be invited to attend the Winter graduation to receive their awards in person.

NB.  These procedures do not apply to the Postgraduate Certificate Education (Further & Higher). 

 

(m)

Progression Carrying Failure: P3/P4

 P3 – Proceed to next year (other than placement year) 

Candidates may be permitted to carry a failed module or modules amounting to a maximum of 20 credit points at undergraduate level, providing that the module(s) carried are not prerequisite(s) for a module in the next year of the course.  The rule applies to honours degrees, degrees, Foundation degrees, Associate Bachelor’s degrees, and the first year of part-time Access to HE courses.  It does not apply to Master’s, Postgraduate Diplomas, Postgraduate Certificates, and undergraduate Certificates and Diplomas as only one resit attempt is permitted for these awards.  The failed element(s) must be taken in the semester in which the module is taught, special arrangements to enable candidates to be reassessed in a different manner are not permitted.   

When considering performance in current year modules Course/Subject Directors should ensure that these candidates have satisfied requirements in coursework and/or examinations for modules carried forward from 2009/10.   

Boards may decide to exceed the maximum 20 credit points in the light of extenuating circumstances. 

P4 – Proceed to Placement Year 

Exceptionally Boards have discretion to recommend that candidates in year 2 of sandwich courses proceed to placement and  carry a failed module or modules providing that the module(s) carried are not prerequisite(s) for their employment.  This is permitted by exception, and in deciding whether to allow students to proceed, Boards should take account of the extent of failure, how badly modules have been failed and the requirements of the work placement.  The June Board will consider such a recommendation for candidates who have failed in modules to a value of 65 - 80 credit points, as failures in up to 60 points are normally retaken for the August supplementary period.  It may be possible to defer the start of placement for the latter candidates, and P4 will only be considered for them at the supplementary board.  The failed element(s) must normally be taken in the semester in which the module is taught, although exceptionally, for students proceeding to placement (AST P4), examination may be deferred to the following August; special arrangements to enable candidates to be reassessed in a different manner are not permitted. 

When considering performance in current year modules Course Directors should ensure that these candidates have satisfied requirements in coursework and/or examinations for modules carried forward from 2009/10. 

 

(n)

Use of ASTs: Clarifications 

PA, PB, PC, PD, SA, SB and SC apply to Nursing courses only and may not be used for any other courses. 

P2 should be used only where students are progressing to a further assessment point in the current academic year.

P1 should be used where a student is proceeding to the next academic year without further assessment.

P9 should be used for Master’s students who are not due to submit their dissertation until the next academic year, as per the normal duration specified in the course document, and are therefore permitted to proceed to the next academic year.  Examples are students requiring ethical approval or part-time students who begin their dissertation in June and would not be expected to complete until the next academic year.   This will ensure that Finance do not charge the module fee in the next academic year and the Examinations Office will not charge a re-enrolment fee. 

D5 (rather than P1 or P9) should be used where Master’s students are given an extension of time to complete their dissertations. This will ensure that Finance do not charge the full module fee in the next academic year.

P6 applies only to one year full-time linked Postgraduate Diploma/Master’s courses where students have successfully completed the Postgraduate Diploma stage of the course and are proceeding to the Master’s stage in the same academic year. 

 

(o)

Reserve AST Decision for Students who have Gone on Leave of Absence 

Students who have gone on Leave of Absence and are not in good academic standing should have a reserve decision recorded at the Board of Examiners.  This decision will be held as a comment against the student's record and formally communicated to the student.

 

(p)

Timing of First Sits 

Candidates who were permitted, following semester one assessment period  to take Semester One examinations as for the first time normally take these in May; alternatively a first sit in August may have been permitted, following consultation between the Course/Subject Director and the candidate.  Boards of Examiners/Progress and Award Boards in May/June should ensure that, subject to Semester Two performance, AST D2 is recorded on the course result sheets for candidates who have deferred first sits to August.


(q)

Integrated Foundation Year Courses

Candidates who have successfully completed the IFY should be progressed to the linked degree course by recording AST P5 on the course results sheet. 

Candidates who are eligible to proceed but choose not to do so may exit at this point with the award of Diploma, by recording AST S2 on the course results sheet, provided that this provision has been made in the course regulations.  Commendation or Distinction should also be recorded where appropriate. 

 

 

 

(r)

Removal of Condonement 

Condonement has been removed from regulations, for all cohorts, with effect from 2009/10.  A pass in a module is now defined as the achievement of the overall pass mark (40% UG/50% PG) with a minimum mark of not less than 5% below this threshold in an assessment element where a module is assessed by a combination of coursework and examination. 

Course/subject committees retain the option of specifying in regulations a requirement for the threshold standard to be achieved in each element or in all or specified components of each assessment element.  In applying this new rule, boards should ensure that students admitted before 2009/10 are not disadvantaged and particular attention should therefore be paid to any such student who is to be discontinued.

 

(s) Repeated Assessments

For repeated assessments the capping of the mark applies to the repeated component (eg essay), not the overall mark for the element (eg coursework) or the overall module result. The maximum mark a candidate on an undergraduate course may obtain in a repeated coursework component, or examination paper, is 40% (50% for a postgraduate course). The mark for the repeated coursework component is aggregated with the mark(s) for coursework component(s) the candidate has already passed to produce the overall coursework mark.  Where a module is assessed by coursework and examination the overall coursework mark is aggregated with the examination mark for the purpose of calculating the module result. Aggregations should take account of the weightings at each level, ie, between elements (coursework and examination) and within elements, as appropriate. 

Example: The coursework element of a module comprises two equally weighted components (in this example the components are essays).  A candidate receives an unaggregated mark of 60 in the first essay but is required to resubmit the second essay for a maximum unaggregated mark of 40.  If the mark of 40 is achieved the final coursework mark is 60 + 40 aggregated to 30 + 20 = 50).

 

(t)

Consequences of Failure 

Senate has agreed the following changes to regulations from September 2010 intake to remove elements of discretion which have not been used. 

For undergraduate students, the option to withdraw students failing in the 60 – 80 credit range has been removed from the regulation and should not be used. 

For postgraduate students, the repeat option for failing modules to a value of 90 credits or more has been removed from the regulation and should not be used.  The requirement to withdraw should be applied in failure at 80 credits or more.

 

(u)

Failure at the Final Attempt 

The Academic Development and Student Services Committee, at its meeting on 12 December 2005, agreed that where a student failed at the final attempt and was required to withdraw from a programme of study a student would not be eligible to apply for re-admission, in the next academic year, to the same programme, or to that programme offered in a different mode (full-time to part-time and vice versa), or to register as an occasional student to retake the failed module(s).  Transfer on educational grounds to the programme offered in different mode would also not be permitted.  The decision of ADSSC also applies where a student is exited with a lower award due to failure at the final attempt. 

 

(v)

Arrangements for Candidates Repeating Without Attendance (ASTs N4 and N5) 

Candidates coded N4 or N5 may not proceed on their course of study until the modules they are required to retake have been successfully completed.

Candidates who are permitted to take/retake examinations without attendance in the next academic year may need to have special papers set if the module assessment arrangements have been restructured.  Course/Subject Directors are required to advise candidates on the Communication of Results form whether their examination(s) will be held in the first and/or second semester.  However, a candidate, who is required to retake coursework and/or examination in a single Semester Two module only, may elect to retake this at the January examination period provided that he/she notifies the Examinations Office prior to the start of the academic year.  Successful candidates may be permitted to proceed to take semesters out of sequence.  In addition, successful candidates, who have been required to retake Semester One modules only, may be permitted to proceed to take semesters out of sequence.  Permission to reverse semesters is subject to approval by the Course/Subject Director following consultation about prerequisites and the sequence in which modules must be taken.

 

(w)

Classification of Awards

From 2009/10, for all students, there is only a requirement that awards are classified/graded on the basis of the aggregate award mark achieved.  There is no longer the additional requirement that 50% of relevant modules must be in the class/band.  This applies to all awards.

New Method for Calculating Summary Mark for Awards

The summary award mark used to determine the degree classification is included on the course/subject results sheet for candidates completing full-time honours degree programmes where the Level 6 modules taken in the final year amount to 120 credit points.  The calculation is based on the new method for calculating summary marks for awards approved by the Teaching and Learning Committee at a meeting held on 13 October 2010.  Details of the new method, including an example of how the award mark is arrived at, are set out in the Notes of Guidance for Course/Subject Results Sheets.  Information on the conventions for rounding marks and scenarios where the aggregate award mark is not calculated are also included in the Notes of Guidance.  Staff should note that the new method must also be used where the award mark is calculated manually and entered on results sheets.  

Notes of Guidance for Course/Subject Results Sheets are included with the results sheets provided to Course/Subject Directors/Directors of Combined Studies for Boards of Examiners.  The document is also available through the Portal at the following location: My Teaching tab>Examinations & Assessment channel> Assessment Process & Boards of Examiners> Notes of Guidance for Course/Subject Results Sheets section (go to section i) for summary award mark method.

Honours Degree

Boards do not have discretion to award a class of degree which the marks do not warrant (eg IIi for 59%). However, the convention of rounding up means that, for example, 59.50% or above would become 60%.  The Board should ensure that, through its moderation processes, including the involvement of external examiners and viva voce examinations as appropriate, the overall marks and the class of degree recommended accord.

Other Undergraduate Awards 

From the 2009/10 intake, the classification of all other undergraduate awards, eg, Cert, Dip, AdvCert, GradDip, is determined exclusively by students’ average performance at the highest level, with each module weighted according to its credit value.  No exceptions are permitted.  A new band of ‘Pass with Distinction’ (at 70%+) has been introduced for these awards for all cohorts.  It does not apply to the DIS, DAS or DPP associate award where the Commendation level remains as 70%. 

Taught Postgraduate Awards (including integrated Master’s degrees) 

From the 2009/10 intake, classification is determined exclusively by students’ performance in the modules studies at the highest level (level 7) with each module weighted according to its credit value, with the exception of Master’s degrees of more than 200 credit points, where the classification is based on the final 120 credits points.  For all cohorts there is no longer the requirement for 50% of the modules to be in the Distinction band for the award of ‘Pass with Distinction’.  However, where a dissertation or a project (with 45 credits or more) is part of a Master’s degree, the result in that module must also be at 70% or above for the Distinction award.  No Commendation band is available.

 

(x)

Certificate of Personal and Professional Development (CPPD) 

Candidates on part-time programmes who have successfully completed PPD modules should be considered by a Board of Examiners and coded AST P1, S1 or S3.  Candidates on full-time programmes who are being awarded their degree and who are also eligible for consideration of a CPPD award, having successfully completed 60 PPD credits, will be considered for the CPPD award at a later Board, after their main award has been processed.  Progressing candidates registered on full-time programmes will not have a progress decision recorded for PPD modules.  Performance and standards will be considered internally by schools by checking the module marks sheets.

 


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