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Examinations
Procedures : May to October 2011
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I enclose the following documents which will be of assistance
to you in regard to Course Boards of Examiners, Subject Boards and
Progress and Award Boards.
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1
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Suggested agenda for:
Course Boards of Examiners
(Attachment
1A)
Campus Progress and Award Board (Attachment
1B)
Subject Boards of Examiners
(Attachment
1C)
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2
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Suggested template for Minutes of Meeting of:
Course Boards of Examiners
(Attachment
2A)
Campus Progress and Award Board (Attachment
2B)
Subject Boards of Examiners (Attachment 2C)
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3
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Notes of Guidance for Course Boards of Examiners and Campus Progress
and Award Board
(Attachment 3)
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4
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Procedures to be followed in the Absence of an External
Examiner (Attachment 4)
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5
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Academic Standing Types used
for recording decisions on candidates (Attachment
5)
- These are the new academic progress codes introduced with the
Banner Student Records and Information System
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6
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Guidelines: Recommendations for
Aegrotat and Posthumous Awards (Attachment 6)
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7
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Timetable for consideration of
student appeals (Attachment 7)
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8
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Prizes and awards
(Attachment
8)
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9
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Duties of Heads of Faculty
Administration (Attachment
9)
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I would wish to draw the following
matters to your attention. You
should note, in particular, section (w) refers to the
new method for calculating summary marks for awards.
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(a)
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Location
of Meetings of Boards of Examiners
Meetings of Boards of Examiners
should take place on the campus of delivery and, where a Board
cannot be held on the appropriate campus, all staff who are members
of the Board must attend the meeting at the designated location;
teleconferencing/videoconferencing is not permitted.
Requests to depart from University policy in respect of the latter
must be approved by the PVC (Teaching and Learning).
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(b)
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Chairing
of Boards of Examiners
(i) Course/Subject Boards of
Examiners
The Chairperson of the Course/Subject Board of Examiners
shall be the Dean or Associate Dean of the Faculty in which the
course/subject is located, or a Head or Associate Head of School in
the Faculty, other than the School in which the course/subject is
located, or the Director of
Access and Distributed Learning. Heads of
Graduate School may be permitted to chair Boards of Examiners
provided that they have some responsibility for taught courses.
In the absence of the designated chairperson, the board shall
be chaired by a person appointed by the appropriate
Pro-Vice-Chancellor acting on the authority of the Senate.
(ii) Campus Progress and Award
Board
The
Chairperson of the Progress and Award Board shall be a Dean
appointed by the Pro-Vice-Chancellor responsible.
The Deans currently appointed are:
Coleraine: Professor P
O'Dochartaigh,
Dean Faculty of Arts
Jordanstown: Professor P Carmichael, Dean
Faculty of Social Sciences
Magee: Professor M McHugh, Dean
Faculty of Ulster Business School.
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(c) |
Template Agenda
TLC at its meeting on 25 April 2007
agreed that the template agenda for Boards of Examiners should be
revised so that Boards explicitly note any changes to module
profiles. This relates to decisions arising from the internal
or external moderation processes (including preliminary board
meetings) which lead to adjustments to the marks of all candidates
in particular modules.
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(d)
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Involvement of External Examiners
i) Absence of External Examiners from Boards of Examiners
External
examiners are required to attend meetings of Boards of Examiners of
which they are members where results that contribute to final awards
are being considered (this requirement can be varied for linked PG
Diploma/Master’s courses as set out at ii) below. Where
exceptionally an external examiner is unable to attend, the
procedures set out at Attachment 4 should be followed.
The appendix to this attachment (Confirmation of Awards) should be
completed, signed by the External Examiner and presented to the
Board. The course results sheets need only be sent to an
external examiner for signature where no external was present at the
Board.
The procedures set
out at Attachment 4 also apply where, exceptionally, a temporary
external examiner has been appointed.
ii) Attendance of External
Examiners at Meetings of Boards of Examiners for linked Postgraduate
Diploma/Master’s Courses
Each Faculty is authorised to
determine whether the External Examiner should attend for either the
Postgraduate Diploma or Master’s stage of the course, or for both.
If the Faculty decides on
attendance for only the Postgraduate Diploma stage the following
conditions should be fulfilled:
·
There is no requirement for oral or viva examination
associated with the Master’s award or with individual candidates;
·
The Master’s dissertation/project component only
is being considered;
·
The External Examiner moderates the work for the
dissertation/project.
If the Faculty decides on attendance for only the
Master’s stage:
·
The Board of Examiners should review candidates’
results in the taught modules, with the External Examiner’s role
being to moderate the work and endorse the results, decisions on
progress and resit, and recommendations, where appropriate, for the
award of the Postgraduate Diploma;
·
The Master’s results and recommendations for award
should be considered by the full Board of Examiners on the basis of
both the taught modules and the dissertation/project.
NB If an External Examiner does
not attend one stage, there is still a requirement to sign off the course results sheet in order to signify endorsement of final
award decisions.
iii) External Examiner
Confirmation of Awards at Supplementary Boards
of Examiners
External examiners are not required to attend supplementary Boards.
However, it is University policy that supplementary recommendations
for awards be agreed with the External Examiner(s)/Chief External
Examiner prior to the Board and that written confirmation be
presented to the meeting as set out in Attachment 4.
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(e)
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Amendments
to Provisional Module Results
Boards will receive, in the
course/subject result sheets, marks which were considered at the end
of Semester One. These
marks are subject to confirmation by Boards.
All provisional marks amendments
(other than those made on the final edition of the course results
sheets) should be forwarded without delay to the appropriate office:
School office for amendments agreed at Subject Boards, Examinations
Office for amendments agreed for integrated courses.
Any amendments to the final edition of the course result
sheet(s), whether made by the Course Director prior to the Board of
Examiners’ meeting or by the Chairperson at the meeting, shall be
recorded in red ink. The Examinations Office will
subsequently amend the computer record.
Marks amendments for Semester Two will be completed by 24
June 2011 and all marks will be published on the
Portal
by 28 June 2011.
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(f) |
Adjustment of Marks/Progress
Decisions Made by an Earlier Board
Boards shall not adjust marks awarded or
progress decisions made by an earlier board, except in accordance
with the Procedures for Appeals and the Consideration of Offences in
Connection with Examinations and other Forms of Assessment.
The Campus Progress and Award Board may not adjust the marks awarded
by a Subject Board. This does not prohibit the correction of
errors.
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(g)
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Elements of Modules to be taken/retaken
The elements of
modules to be taken/retaken (ie. CW and/or EX) should be circled in
red on the course results sheet.
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(h) |
Deletion of Modules
Modules to be deleted from a candidate's
record should be crossed through in red ink on the course results
sheet. It is important that Course/Subject Directors inform
the Registry Office (Student Services Centre at Belfast) of any
missing or incorrect modules/CRNs.
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(i)
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Inclusion of Student
Qualification Aim in Course Results
The student qualification
aim is included in course results sheets. Where the Board of Examiners/ Campus Progress
and Award Board recommends a different qualification for a student, the
qualification aim should be amended appropriately in red ink so that
the Examinations Office can correct the computer record.
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(j)
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Inclusion of Leavers in Course Results Sheets
Withdrawn
students are now displayed in course and subject results sheets.
This will include final year students who left following failure in
Semester 1 modules. These students may be considered by
Semester 2 Boards for the recommendation of exit awards where this
is provided for in course regulations.
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(k)
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Publication of Progress
and Award Information
Progress and award
information will be published to students through the Portal,
normally within two working days of the meeting of the Board (three
working days where a meeting is held on another campus).
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(l) |
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Postgraduate Certificate/Postgraduate Diploma/Master’s
Courses
Candidates
progressing directly between linked postgraduate courses
(that is from Postgraduate Certificate to Postgraduate
Diploma and Postgraduate Diploma to Master’s degree) do not
have the intermediate award conferred. Such candidates
should be recorded as AST P5 on the course results sheets
(P6 in the case of one year full-time Postgraduate Diplomas
linked to Master’s degrees or PD for Nursing courses only
where a professional award is also to be recorded).
The Board of Examiners shall consider the eligibility of each
candidate on the course for the award with Distinction and
record this where applicable on the course results sheet.
Recommendations can therefore be forwarded to Senate without
further consideration by Boards of Examiners for those
candidates who decide at a later stage to take the award and
not proceed and who are eligible for the award with
Distinction.
Candidates who are eligible to proceed to the higher award
but choose not to do so may have the lower award conferred
at the Summer graduation if they are identified at the Board
of Examiners and coded AST S1 (or SA as applicable). Those
candidates who subsequently decide to take an award and not
to proceed
must apply
in writing to the Examinations Office. The Examinations
Office will add AST S1 (SA) to the candidate’s record,
record a date of leaving and forward the recommendation to
the next meeting of Senate which will normally be in
November. All candidates will be invited to attend the
Winter graduation to receive their awards in person.
NB. These procedures do not apply to the Postgraduate
Certificate Education (Further & Higher).
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(m)
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Progression Carrying Failure: P3/P4
P3
– Proceed to next year (other than placement year)
Candidates may be
permitted to carry a failed module or modules amounting to a maximum
of 20 credit points at undergraduate level, providing that the
module(s) carried are not prerequisite(s) for a module in the next
year of the course. The rule applies to honours degrees, degrees,
Foundation degrees, Associate Bachelor’s degrees, and the first year
of part-time Access to HE courses. It does not apply to Master’s,
Postgraduate Diplomas, Postgraduate Certificates, and undergraduate
Certificates and Diplomas as only one resit attempt is permitted for
these awards. The failed element(s) must be taken in the semester
in which the module is taught, special arrangements to enable
candidates to be reassessed in a different manner are not
permitted.
When considering performance in current year modules
Course/Subject Directors should ensure that these candidates have
satisfied requirements in coursework and/or examinations for modules
carried forward from 2009/10.
Boards may decide to exceed the maximum 20 credit points in
the light of extenuating circumstances.
P4 – Proceed to Placement Year
Exceptionally
Boards have discretion to recommend that candidates in year 2 of
sandwich courses proceed to placement and carry a failed module or
modules providing that the module(s) carried are not
prerequisite(s) for their employment. This is permitted by
exception, and in deciding whether to allow students to proceed,
Boards should take account of the extent of failure, how badly
modules have been failed and the requirements of the work
placement. The June Board will consider such a recommendation for
candidates who have failed in modules to a value of 65 - 80 credit
points, as failures in up to 60 points are normally retaken for the
August supplementary period. It may be possible to defer the start
of placement for the latter candidates, and P4 will only be
considered for them at the supplementary board. The failed
element(s) must normally be taken in the semester in which the
module is taught, although exceptionally, for students proceeding to
placement (AST P4), examination may be deferred to the following
August; special arrangements to enable candidates to be reassessed
in a different manner are not permitted.
When considering performance in current year modules Course
Directors should ensure that these candidates have satisfied
requirements in coursework and/or examinations for modules carried
forward from 2009/10.
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(n)
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Use of ASTs: Clarifications
PA, PB, PC, PD, SA, SB and SC apply to Nursing courses only
and may not be used for any other courses.
P2 should be used only where students are progressing to a
further assessment point in the current academic year.
P1 should be used where a
student is proceeding to the next academic year without
further assessment.
P9 should be used for Master’s students who are not due to
submit their dissertation until the next academic year, as
per the normal duration specified in the course document,
and are therefore permitted to proceed to the next academic
year. Examples are students requiring ethical approval or
part-time students who begin their dissertation in June and
would not be expected to complete until the next academic
year. This will ensure that Finance do not charge the
module fee in the next academic year and the Examinations
Office will not charge a re-enrolment fee.
D5 (rather than P1 or P9) should be used where Master’s
students are given an extension of time to complete their
dissertations. This will ensure that Finance do not charge
the full module fee in the next academic year.
P6 applies only to one year full-time linked Postgraduate
Diploma/Master’s courses where students have successfully
completed the Postgraduate Diploma stage of the course and
are proceeding to the Master’s stage in the same academic
year. |
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(o)
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Reserve AST Decision for Students who have Gone on
Leave of Absence
Students who have gone on Leave of Absence and are not in
good academic standing should have a reserve decision
recorded at the Board of Examiners. This decision will be
held as a comment against the student's record
and formally communicated to the student.
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(p)
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Timing of First Sits
Candidates who were permitted, following semester one
assessment period to take Semester One examinations as for the
first time normally take these in May; alternatively a first sit in
August may have been permitted, following consultation between the
Course/Subject Director and the candidate. Boards of
Examiners/Progress and Award Boards in May/June should ensure that,
subject to Semester Two performance, AST D2 is recorded on the
course result sheets for candidates who have deferred first sits to
August.
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(q) |
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Integrated Foundation Year Courses
Candidates who have successfully completed the IFY should
be progressed to the linked degree course by recording AST
P5 on the course results sheet.
Candidates who are eligible to proceed but choose not to do
so may exit at this point with the award of Diploma, by
recording AST S2 on the course results sheet, provided that
this provision has been made in the course regulations.
Commendation or Distinction should also be recorded where
appropriate.
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(r) |
Removal of
Condonement
Condonement has
been removed from regulations, for all cohorts, with effect from
2009/10. A pass in a module is now defined as the achievement of
the overall pass mark (40% UG/50% PG) with a minimum mark of not
less than 5% below this threshold in an assessment element where a
module is assessed by a combination of coursework and examination.
Course/subject
committees retain the option of specifying in regulations a
requirement for the threshold standard to be achieved in each
element or in all or specified components of each assessment
element. In applying this new rule, boards should ensure that
students admitted before 2009/10 are not disadvantaged and
particular attention should therefore be paid to any such student
who is to be discontinued. |
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(s) |
Repeated Assessments
For repeated assessments the capping of the mark applies to
the repeated component (eg essay), not the overall mark for the
element (eg coursework) or the overall module result. The maximum
mark a candidate on an undergraduate course may obtain in a repeated
coursework component, or examination paper, is 40% (50% for a
postgraduate course). The mark for the repeated coursework component
is aggregated with the mark(s) for coursework component(s) the
candidate has already passed to produce the overall coursework
mark. Where a module is assessed by coursework and examination the
overall coursework mark is aggregated with the examination mark for
the purpose of calculating the module result. Aggregations should
take account of the weightings at each level, ie, between elements
(coursework and examination) and within elements, as appropriate.
Example: The
coursework element of a module comprises two equally weighted
components (in this example the components are essays). A candidate
receives an unaggregated mark of 60 in the first essay but is
required to resubmit the second essay for a maximum unaggregated
mark of 40. If the mark of 40 is achieved the final coursework mark
is 60 + 40 aggregated to 30 + 20 = 50).
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(t) |
Consequences of
Failure
Senate has agreed
the following changes to regulations from September 2010 intake to
remove elements of discretion which have not been used.
For undergraduate
students, the option to withdraw students failing in the 60 – 80
credit range has been removed from the regulation and should not be
used.
For
postgraduate students, the repeat option for failing modules to a
value of 90 credits or more has been removed from the regulation and
should not be used. The requirement to withdraw should be applied
in failure at 80 credits or more. |
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(u) |
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Failure
at the Final Attempt
The
Academic Development and Student Services Committee, at its
meeting on 12 December 2005, agreed that where a student
failed at the final attempt and was required to withdraw
from a programme of study a student would not be eligible to
apply for re-admission, in the next academic year, to the
same programme, or to that programme offered in a different
mode (full-time to part-time and vice versa), or to register
as an occasional student to retake the failed module(s).
Transfer on educational grounds
to the programme offered in different mode would also not be
permitted. The decision of ADSSC also applies where a
student is exited with a lower award due to failure at the
final attempt.
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(v) |
Arrangements for Candidates Repeating Without Attendance
(ASTs N4 and N5)
Candidates coded
N4 or N5 may not proceed on their course of study until the modules
they are required to retake have been successfully completed.
Candidates who are permitted to take/retake
examinations without attendance in the next academic year may need
to have special papers set if the module assessment arrangements
have been restructured. Course/Subject Directors are required to
advise candidates on the Communication of Results form whether their
examination(s) will be held in the first and/or second semester.
However, a candidate, who is required to retake coursework and/or
examination in a single Semester Two module only, may elect to
retake this at the January examination period provided that he/she
notifies the Examinations Office prior to the start of the academic
year. Successful candidates may be permitted to proceed to take
semesters out of sequence. In addition, successful candidates, who
have been required to retake Semester One modules only, may be
permitted to proceed to take semesters out of sequence. Permission
to reverse semesters is subject to approval by the Course/Subject
Director following consultation about prerequisites and the sequence
in which modules must be taken.
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(w) |
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Classification of Awards
From
2009/10, for all students, there is only a requirement that
awards are classified/graded on the basis of the aggregate
award mark achieved. There is no longer the additional
requirement that 50% of relevant modules must be in the
class/band. This applies to all awards.
New Method for
Calculating Summary Mark for Awards
The summary award mark
used to determine the degree classification is included on
the course/subject results sheet for candidates completing
full-time honours degree programmes where the Level 6
modules taken in the final year amount to 120 credit points.
The calculation is based on the new method for calculating
summary marks for awards approved by the Teaching and
Learning Committee at a meeting held on 13 October 2010.
Details of the new method, including an example of how
the award mark is arrived at, are set out in the Notes of
Guidance for Course/Subject Results Sheets.
Information on the conventions for rounding marks and
scenarios where the aggregate award mark is not calculated
are also included in the Notes of Guidance. Staff
should note that the new method must also be used where the
award mark is calculated manually and entered on results
sheets.
Notes of Guidance for
Course/Subject Results Sheets are included with the results
sheets provided to Course/Subject Directors/Directors of
Combined Studies for Boards of Examiners. The document
is also available through the Portal at the following
location: My Teaching tab>Examinations & Assessment channel>
Assessment Process & Boards of Examiners> Notes of Guidance
for Course/Subject Results Sheets section (go to section i)
for summary award mark method.
Honours
Degree
Boards do not have discretion to award a class of degree
which the marks do not warrant (eg IIi for 59%). However,
the convention of rounding up means that, for example,
59.50% or above would become 60%. The Board should ensure
that, through its moderation processes, including the
involvement of external examiners and viva voce examinations
as appropriate, the overall marks and the class of degree
recommended accord.
Other
Undergraduate Awards
From the
2009/10 intake, the classification of all other
undergraduate awards, eg, Cert, Dip, AdvCert, GradDip, is
determined exclusively by students’ average performance at
the highest level, with each module weighted according to
its credit value. No exceptions are permitted. A new band
of ‘Pass with Distinction’ (at 70%+) has been introduced for
these awards for all cohorts. It does not apply to the DIS,
DAS or DPP associate award where the Commendation level
remains as 70%.
Taught
Postgraduate Awards (including integrated Master’s degrees)
From the
2009/10 intake, classification is determined exclusively by
students’ performance in the modules studies at the highest
level (level 7) with each module weighted according to its
credit value, with the exception of Master’s degrees of more
than 200 credit points, where the classification is based on
the final 120 credits points. For all cohorts there is no
longer the requirement for 50% of the modules to be in the
Distinction band for the award of ‘Pass with Distinction’.
However, where a dissertation or a project (with 45 credits
or more) is part of a Master’s degree, the result in that
module must also be at 70% or above for the Distinction
award. No Commendation band is available. |
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(x) |
Certificate of Personal and Professional Development (CPPD)
Candidates on part-time programmes who have successfully completed PPD modules should be considered
by a Board of Examiners and coded AST P1, S1 or S3. Candidates
on full-time programmes who are being awarded their degree and who
are also eligible for consideration of a CPPD award, having
successfully completed 60 PPD credits, will be considered for the
CPPD award at a later Board, after their main award has been
processed. Progressing candidates registered on full-time
programmes will not have a progress decision recorded for PPD
modules. Performance and standards will be considered
internally by schools by checking the module marks sheets. |
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